From: Robert Hettinga <rah@shipwright.com>
To: cypherpunks@toad.com
Message Hash: c8f29626d11255eee301f4d7b9db6662bcfa8a3a865f9c8f808e4bfffe0a3c67
Message ID: <v0302091baf2df9d54e07@[139.167.130.247]>
Reply To: N/A
UTC Datetime: 1997-02-17 12:50:10 UTC
Raw Date: Mon, 17 Feb 1997 04:50:10 -0800 (PST)
From: Robert Hettinga <rah@shipwright.com>
Date: Mon, 17 Feb 1997 04:50:10 -0800 (PST)
To: cypherpunks@toad.com
Subject: FC97 lookalike: Stock Trading over the Internet Conference
Message-ID: <v0302091baf2df9d54e07@[139.167.130.247]>
MIME-Version: 1.0
Content-Type: text/plain
I don't know about *lookalike*...
Cheers,
Bob Hettinga
--- begin forwarded text
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Reply-To: Ian Grigg <iang@systemics.com>
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Date: Mon, 17 Feb 1997 10:30:32 +0100 (MET)
From: Ian Grigg <iang@systemics.com>
To: Multiple recipients of <e$@thumper.vmeng.com>
Subject: FC97 lookalike: Stock Trading over the Internet Conference
http://www.iqpc.com/0397stoc.htm
STOCK TRADING OVER THE INTERNET
Exploiting the power of Electronic Commerce
March 19-20, 1997 * The Pan Pacific Hotel * San Francisco, CA
Hear first hand tips from the true pioneers in Internet stock trading and
electronic commerce on:
Conquering the process of going public
Raising capital in your company via the Internet
Using the Web to build your business and partnering with
co-opitition
Forming permanent syndicates to foster the creation of new
offerings
Creating effective and complete marketing plans for IPO's
and DPO's
Attracting customers and delivering services through the
exploding electronic commerce market
The audience for this event will include companies looking to offer
shares via the Internet and drastically cut costs including; Chief
Executive Officers, Chief Financial Officers, Managing Directors,
General Managers, Investor Relations Managers, Underwriters, Stock
Exchange Executives, Venture Capitalists, Investment Bankers,
Private Company Executives, Business Development Executives,
Technology and Business Press and all those seeking to explore
opportunities on the emerging Internet marketplace
DAY ONE
March 19, 1997
Chairman: Brad W. Smith, President, WBS & A, Ltd.
8:30 REGULATORY CONSIDERATIONS ON INTERNET
PUBLIC OFFERINGS
This session will review the many regulatory and legislative
issues involved in the development of Internet public
offerings. In particular, how and why the regulatory bodies
of the NASD, NASDAQ and the SEC are making a
commitment to the Internet as a vehicle that serves the
investor. Proper surveillance procedures have been created and
executed to protect all parties. Internet initiatives have been
developed to bridge the market side and regulatory side of
these complex issues.
Al Dandridge, Associate Director of Corporate Finance
U.S. SECURITIES AND EXCHANGE COMMISSION
Charles Bennett, Associate Director of Corporate Finance
NASD
9:30 INTERNET TRADING MARKET PROJECTIONS
Internet trading is an emerging market wave that is poised for
explosive growth. More than 60 million investors have
brokerage accounts. The media reports that Internet brokerage
accounts will jump from 1.5 million today to 9.3 million by
the year 2001; Every bank will use the Internet to attract
customers and deliver services in the next five years and
electronic commerce will grow to $600 billion annually
within the next 10 years. Visionaries believe that one of the
most profound effects of these phenomena's will be to
changehow small businesses get capitalized. They predict that
small business public offerings will become routine for
nano-cap companies.
This session will present a strategic overview of the
emergence of internet capabilities that make it possible for
investors to invest in and trade nano-cap company stocks.
Brad Smith, President
WBS & A, Ltd.
bradwsmith@aol.com
11:00 GOING PUBLIC: HOW TO RAISE CAPITAL
THROUGH A DIRECT PUBLIC OFFERING (DPO) This
session will explore from concept to completion, how to
perform all of the necessary functions to prepare and market a
DPO and/or an Internet DPO. A case study will be shared of a
DPO that will be presented to the investment community
world-wide in early 1997. Learn from the experts the
specifics on how to take your company where you want to go
and ensure success including:
Marketing through an investor relations firm
Choosing an appropriate analyst
Utilizing a transfer agent
The link between broker and internet commerce
David A. Levonian, President
INTERNATIONAL INVESTOR RELATIONS
http://iirwebtv.net
1:00 OVERCOMING THE PITFALLS AND
CHALLENGES OF GOING PUBLIC
The advantages of "going public" appear straight forward. The
company accesses the capital it needs to expand or refine its
product. (In a purely coincidental occurrence, the current
shareholder [including investment bankers, SEC lawyers and
stock brokers] get rich.)
There are numerous challenges in conquering the process of
"going public" including:
There are problems with the lawyers, accountants
and the bankers and they are on YOUR SIDE
There are pounds of paper forms which must be
submitted to every group, not to mention the SEC.
However, an approved offering does not make a
successful offering. It still must be marketed,
either by stock brokers OR MAYBE directly over
the Internet. And not just to the U.S., but to the
entire world.
That may be the wave of the future. Direct access to
securities and their offering companies over the
Internet.
Michael J. Waddell, President
PROMARKETING, INC.
Developer of the (http://www.freemarket.org) selected by
PC Novice Guide to the Web as one of the Internet "Greatest
Sites"
2:00 IPONET: SELLING & ADVERTISING IPO'S ON THE
INTERNET: THE CREATION OF THE FIRST
PERMANENT SYNDICATE
IPOnet is currently the only site on the Internet with
clearance from the SEC to advertise and sell new security
offerings online.
IPOnet intends to have multiple Broker/Dealers listed on it's
site.
This will create the first permanent syndicate of
Broker/Dealers.
These Broker/Dealers will act as selected dealers for each
others offerings and act as underwriters of their own
offerings.
This session will examine the following topics:
Why the broker can not be eliminated from the
offerings
What really happens when an IPO is put on the
Internet
Why DPO's will never be a major threat to brokers
Why a permanent syndicate will foster the creation
of new offerings
Leo J. Feldman, President
IPONET
http://www.e-iponet.com
lfeldman@e-iponet.com
3:30 THE IMPORTANCE OF TRADITIONAL
EXCHANGES AS A SECONDARY MARKET
Taking your company public via the Internet, rather than the
traditional exchange, has become a very viable alternative for
small business owners. However, unless the offering is
backed by a complete marketing plan, it is unlikely that the
offering will reap huge financial rewards and achieve success.
Incorporating a traditional exchange as a secondary market
into the plan can solidify, stabilize and extend the offering
beyond the Internet marketplace and create longevity and
security and financial return on your offering. This session
will explore secondary markets and how traditional
exchanges are advocating the collaborative efforts of
traditional and web offerings.
Iris Golden Brackett, Manager
Listing Sales
CHICAGO STOCK EXCHANGE
4:30 Panel Discussion: PUBLIC OFFERINGS AND THE
INTERNET: LEGAL CONSIDERATIONS
Join three of the most influential Internet finance and
securities attorneys for this highly interactive session. They
will discuss the legal aspects associated with buying and
selling securities on the Internet, including private
placement, Regulation A offerings and independent public
offerings. Come prepared to share your challenges and
solutions!
William D. Evers, Esq.
MILLER, MAILLIARD & CULVER
M. Greg Allio, Esq.
SHARTSIS, FRIESE & GINSBERG
John Perkins, Chairman
THE SMALL BUSINESS CAPITAL ACCESS
ASSOCIATION
Charles Bennett, Associate Director of Corporate Finance
NASD
5:45 CLOSE OF DAY ONE
DAY TWO
March 20, 1997
8:15 ELECTRONIC BULLETIN BOARDS FOR BID AND
ASK OFFERS: THE EMERGENCE OF DIRECT STOCK
MARKET
The secondary market is the key to successful initial and direct
public offerings. The traditional brokerage community has
their hands tied when it comes to underwriting and making
markets in small company issues. A new strata of corporate
finance is being created by technological advances which
marry capital requirements of entrepreneurs with risk/return
and information demands of investors. This presentation will
explore:
Using the internet to raise capital for your company
Secondary market trading on the Internet
Virtual roadshows online
Building your own public venture capital portfolio
Investing in public venture funds
Clay Womack, President
DIRECT STOCK MARKET
http://www.direct-stock-market.com
9:15 EXPLOITING INTERNET TECHNOLOGY TO
REACH A GLOBAL AUDIENCE
The power of the Internet has unleashed the potential for new
business expansion and financial opportunity in a global
market. Foreign businesses can now join forces quickly to
create products and services and offer them to a larger
population than before. This session will examine how to
cultivate these partnerships, foster growth and secure
positive financial outcomes by:
Using the Web to build your business and
partnering with co-opitition
Attracting "qualified" people to your site
Exploring value-added opportunities in the
financial market on the Internet
Michael Withrow, Director
POWERTRADER, INC.
http://www.powertrader.axionet.com
10:45 UNDERSTANDING THE COMPONENTS OF A
STOCK TRANSFER
Choosing a transfer agent with diversity of services allows
your company to do more and retain extra added-value
components and services. This session will take you
step-by-step through the IPO process from working with
attorneys through to the transfer work. Learn how to: How
to judicate a stock transfer
Outline the processes needed
Develop the steps involved
Anticipate the role of the Internet in stock transfers
Sherri Herman, President
THE HERMAN GROUP, INC.
SMALL BUSINESS CAPITAL ACCESS ASSOCIATION
1:00 INTERNET TRANSACTIONS FOR THE
PORTFOLIO MANAGER
This session will feature case studies and the future outlook
on internet transactions for portfolio managers including:
What is the Electronic/Internet Information
System?
-Office based and wireless
-Text and video
How is it used?
-The two way information flows
-Routine and custom information
Specific needs and requirements for the portfolio
manager and ways of customizing the information
What are the advantages of the new system?
Costs and tools of the system
-Dollars
-Technology
-Savvy and advertising
John Palicka, CFA, CMT
Portfolio Manager
GLOBAL EMERGING GROWTH
2:30 INTERNET OPPORTUNITIES FOR PUBLIC
COMPANIES
This session will focus on opportunities available on the
Internet to companies that are publicly traded. A presentation
no senior executive should miss! This presentation will
examine why public companies should consider the added
profitability of the Internet and offer specific Internet
strategies and risks including:
Using the Internet to improve liquidity
Build a stock analyst following using the Internet
Dealing with Motley Fool's and other potential
risks
M. Greg Allio, Partner
SHARTSIS FRIESE & GINSBERG
3:30 CREATING AN ELECTRONIC STOCK EXCHANGE
Exploiting IP-Understanding Internet Protocol (IP) - How
to make your business grow ON-LINE by using the "best of"
all available software
Order Driven Systems- Understanding why market makers &
specialists are a "necessary evil" we live with, and look at the
functionality of SuperDot-type automation as opposed to
Drop Copy
A Virtual Branch Office- The growth of the independent
brokerage industry, and a look at what will happen to the
traditional registered representative
Compliance/Supervision- How a small brokerage firm will
supervise their representatives in the Internet age
Ken Gruneisen, President & CEO, BEST EX, INC.
THE BOCA RATON ELECTRONIC STOCK EXCHANGE
5:30 END OF CONFERENCE
Post Conference Workshops
-------------------------
9:00am - 12:00pm The Impact of the World Wide Web on Individual
Investors and Electronic Stock Trading
1pm - 4pm
Building the partnership between Electronic Commerce and Raising
Capital1pm - 4pm
----------
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-----------------
Robert Hettinga (rah@shipwright.com), Philodox
e$, 44 Farquhar Street, Boston, MA 02131 USA
"Never attribute to conspiracy what can be
explained by stupidity." -- Jerry Pournelle
The e$ Home Page: http://www.shipwright.com/rah/
FC97: Anguilla, anyone? http://www.ai/fc97/
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